Apiax - Pitch Deck

Pitch Deck for Apiax, a member of the 2020 FinTech Innovation Lab cohort.

Regulations mastered digitally www.apiax.com • hello@apiax.com Zurich • London • Lisbon As seen in

3 Apiax AG © Copyright 2020 - Confidential Our experience during FIL2020 Partners and mentors have deepened our understanding of the challenges Awareness of rules Knowledge to comply Budget for compliance Accessibility of actionable compliance knowledge

France Luxembourg United Kingdom Germany 6 50+ pages/country Apiax AG © Copyright 2019 - Confidential Cumbersome handling of compliance manuals Hong Kong Singapore 30,000+ hours/year Compliance training, interaction prep and attestations Expensive legal & compliance framework 15% of run - the - bank costs Source: Thomson Reuters, Cost of Compliance (2017, 2018)

Apiax AG © Copyright 2019 - Confidential 8 Comply with multi - jurisdictional restrictions at the click of a button Remove regulatory uncertainty and reduce personal compliance risks Save > 30 mins per client interaction and increase face - time with the client Improve client service quality with regulatory and tax expertise

Apiax AG © Copyright 2019 - Confidential 9 Apiax Data Machine - readable regulatory taxonomy and rules, provided by premium legal partners 31+ use cases 90+ jurisdictions 6 asset classes Storage of Client Data Apply Withholding Tax Provision of Research Account Opening Hospitality Invitation Product Distribution and many more... Gift Acceptance

Apiax AG © Copyright 2019 - Confidential Digitalizing the Last Mile of Regulations 11 Regulators Law & Regulations Apiax Platform Manage Rules Apiax API Integrate Rules Apiax Apps Access Rules Apiax Data Digital Rules Law Firms Legal Opinions

Apiax AG © Copyright 2018 - Confidential No - code, transparent, auditable rule management for compliance experts 1.3 million rules out of the box Light touch implementation with quick payback Product Distribution Asset Management Tax Impact Asset Management We bridge the gap between compliance and business 12 Costs savings and revenue targets achieved

Apiax AG © Copyright 2019 - Confidential From Zurich to a Global RegTech Startup 13 2017 2019 2018 “Just as Google automated search and Expedia mechanised travel - booking, Apiax is computerising compliance.” Julius Baer, Swiss Private Bank 8 Clients 5 Content Partners 35+ FTEs 2020 1.3m Rules $6.6m Series A 96+ Jurisdictions

Apiax AG © Copyright 2020 - Confidential 35+ RegTech experts in Zurich, London and Lisbon Nicolas Blanchard Co - Founder Philip Schoch Co - Founder Ralf Huber Co - Founder Thomas Suter Co - Founder Semi Final 2018 Top 10 2017 Winner 2017 Accelerator 2017 Top 25 2017 Winner 2017 Winner 2018 Innovation Jam Geneva Venture Leaders 2018 Selected 2018 Winner 2018 Finalist 2018 Open Talent Finalist 2018 Top 100 2019 Top 10 2018 Top 25 2018 Winner 2019 14