Apiax - Pitch Deck

Pitch Deck for Apiax, a member of the 2020 FinTech Innovation Lab cohort.

Regulations mastered digitally www.apiax.com • [email protected] Zurich • London • Lisbon As seen in

3 Our experience during FIL2020 Partners and mentors have deepened our understanding of the challenges Awareness of rules Knowledge to comply Budget for compliance Accessibility of actionable compliance knowledge Apiax AG © Copyright 2020 -Confidential

6 Singapore France Hong Kong Luxembourg United Kingdom Germany 30,000+ hours/year Cumbersome handling of compliance manuals Compliance training, interaction 50+ pages/country prep andattestations Expensive legal & compliance framework 15% ofrun-the-bank costs Apiax AG © Copyright 2019 -Confidential Source: Thomson Reuters, Cost of Compliance (2017, 2018)

Remove regulatory uncertainty and reduce personal compliance risks Save > 30 mins per client interaction and increase face-time with the client Improve client service quality with regulatory and tax expertise Comply with multi-jurisdictional restrictions at the click of a button Apiax AG © Copyright 2019 -Confidential 8

Apiax Data Machine-readable regulatory taxonomy and rules, provided by premium legal partners 31+ use cases 90+ jurisdictions 6 asset classes Product Distribution Account Opening Provision of Research Storage of Client Data Apply Withholding Tax Hospitality Invitation Gift Acceptance and many more... Apiax AG © Copyright 2019 -Confidential 9

Digitalizing the Last Mile of Regulations Regulators Law Firms Apiax Data Apiax Platform Apiax API Apiax Apps Law & Legal Digital Manage Integrate Access Regulations Opinions Rules Rules Rules Rules Apiax AG © Copyright 2019 -Confidential 11

We bridge the gap between compliance and business Product Distribution Asset Management Asset Management 1.3 million rules out of the box Tax Impact No-code, transparent, auditable rule management for compliance experts Light touch implementation with quick payback Costs savings and revenue targets achieved Apiax AG © Copyright 2018 -Confidential 12

From Zurich to a Global RegTech Startup 13 2020 $6.6m “Just as Google automated search and Series A Expedia mechanised travel-booking, Apiax is computerising compliance.” Julius Baer, Swiss Private Bank 2019 1.3m 96+ Rules Jurisdictions 8 5 35+ 2018 Clients Content Partners FTEs 2017 Apiax AG © Copyright 2019 -Confidential

Innovation Jam Geneva Accelerator Top 25 Winner Winner Top 10 Semi Final Winner Selected 2017 2017 2017 2017 2017 2018 2018 2018 Open Talent Venture Winner Finalist Finalist Top 10 Top 25 Top 100 Winner Leaders 2018 2018 2018 2018 2018 2019 2019 2018 Ralf Philip Thomas Nicolas 35+ RegTech experts Huber Schoch Suter Blanchard in Zurich, London Co-Founder Co-Founder Co-Founder Co-Founder and Lisbon Apiax AG © Copyright 2020 -Confidential 14